paraplanner

Job Description:

A qualified and experienced individual is required to support financial planners with paraplanning, research and advice preparation for clients within a HNW niche market.

Work Hours

Full or part time considered.

Key Tasks

Research and preparation of financial plans including reviews and suitability letters in line with company advice process and compliance framework
Assisting with analysis of client ongoing reviews including wealth management
Preparation and processing of valuations, suitability reports and applications
Deal with client and provider correspondence and other administration requirements
Maintain back office / CRM system with all client information, activities and fees
Carrying out all tasks in a manner consistent with compliance procedures
Develop excellent working relationships with business team members, clients, third party providers and other associated professionals
Work closely with colleagues to share best practice and identify any improvements required
Participate in appropriate company and industry training or development, including maintaining and extending qualifications

Experience Requirements:

Essential	Desirable
Recent paraplanning experience gained within a busy office	Previous experience within an IFA environment with a good knowledge of all advice genres
Excellent organisational and prioritising skills	Previous experience of working with clients from the medical and dental professions
Experience of conducting investment and financial plan research	Knowledge of cashflow planning, investment research systems
Excellent verbal and written communication skills	Experience of CRM systems and wrap/platforms
Highly numerate and analytical with excellent attention to detail	Knowledge of defined benefit pensions and money purchase schemes
Team player but also self-motivated and able to work on own initiative	Able to identify process improvements
Able to communicate and influence at all levels	Capable of developing relationships with providers and leveraging those when required
Strong awareness and understanding of compliance legislation and requirements	Able to assist with training and coaching of colleagues
Excellent IT skills with knowledge of MS Word, Excel, Outlook	A flexible approach to business hours
Professional, ethical and discreet	Full, clean driving licence

Qualifications:

Essential	Desirable
Level 4 Certificate in Paraplanning or Dip PFS	Undergraduate degree
	Working towards further professional qualifications

Additional Info:

This job description is not exhaustive and will be subject to periodic review. It may be amended to meet the changing needs of the business. The jobholder will be expected to participate in this process and we would aim to reach agreement on any changes. The job-holder may be asked to perform such tasks out with this job description as are reasonably requested by the Director and which are within their capability.